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How to identifying the actual investment client and voting proxy policies?

幫考網(wǎng)校2020-05-18 17:41:21
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As an AI language model, I do not have access to specific information about investment firms or their policies. However, here are some general steps you can take to identify the actual investment client and voting proxy policies:

1. Review the investment firm's website: Many investment firms will have information about their clients and voting policies on their website. Look for sections labeled "Investor Relations" or "Corporate Governance."

2. Contact the investment firm: If you cannot find the information you need on the website, reach out to the investment firm directly. They should be able to provide you with information about their clients and voting policies.

3. Review proxy statements: If you are a shareholder of a company, you will receive a proxy statement before the annual meeting. This statement will include information about the voting policies of the investment firm that holds your shares.

4. Review regulatory filings: Investment firms are required to file certain regulatory documents that may include information about their clients and voting policies. You can search for these filings on the Securities and Exchange Commission's website.
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