What do you mean by securitization？：What do you mean by securitization？

What does a short position includ？：What does a short position includ？

quote-driven markets what does it include？：quote-driven markets what does it include？

Point and Interval Estimates of the Population Mean：Mean,examples of estimation formulas or estimators.:distribution.:Efficiency.[PracticeC.

Hypothesis Tests Concerning the Mean：μrelying on the central limit theorem is

Point and Interval Estimates of the Population Mean：value that we calculate from sample observations using an estimator is:distribution.,meanEfficiency.[Practiceerror

What members and candidates should notice in CFA examinations?：or security of the CFA examinations.（不能惡心CFA），考試不能作弊:考試內(nèi)容要保密:A. No.:Responsibilities as a CFA Institute Member.right④Case

In what ways does fair dealing manifest itself?：by e‐mail or telephone. （無(wú)需對(duì)客戶完全一樣），if not disadvantage or negatively affect other clients. Should be disclosed to clients andavailable to everyone should not be selective. （可以對(duì)客戶進(jìn)行分級(jí),

What are the ethics and trust in the investment profession？：Global investment performance standards（GIPS）= 比例低，也并非所有的不道德都是違法君子有所不為的決策是更好的決策更符合stakeholder利益的決策

In analyzing investment, what should we do to making investment recommendations, and taking investment actions?：or action. （分析、投資或者提供建議要有合理、充分的基礎(chǔ)）,must not rely on that information. （外部數(shù)據(jù)懷疑就不能用）,issue indicates NO reasonable basis. （不能總是推薦所謂的熱門(mén)股票），并不代表有這樣的觀點(diǎn)）但整個(gè)研究過(guò)程是可靠的

What should members and candidates do when communicating with client?：should notify clients that additional information and analyses are available upon request. （可以提供簡(jiǎn)易版報(bào)告:需要的話可以提供詳細(xì)版）:Comment,Comment

What laws,rules, and regulations should be known by members and candidates?：rules，必須遵守直接相關(guān)的法律），but this may be advisable in some circumstances and required by law in others. （沒(méi)有要求一定要將違法行為報(bào)告政府）也會(huì)被認(rèn)為是參與違法行為）